Managers and Compliance Package

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The Managers and Compliance Package has been developed to help managers better understand the regulatory framework in which they are working.

Who is this package suitable for?

Managers and Team Leaders who want a refresher on the UK Financial Regulations and SM & CR regime, as well as an overview of topics such as Consumer Duty and Environmental, Social and Governance (ESG) guidelines.

How many modules are there in this package?

There are 12 modules delivering a total of 9 to 10 hours of learning.

This package contains modules on the following topics

- Environmental, Social and Governance (ESG)

- Fraud Prevention for Managers

- Consumer Duty

- UK Financial Regulations

- Principles of Business (PRIN)

- Senior Management Arrangements, Systems and Controls (SYSC)

- Training and Competence for Teams

- SM&CR for FCA Solo Firms

- Conduct Rules for Employees at FCA Solo Firms

- Conduct Rules for Senior Managers at FCA Solo Firms

- Conduct Rules for Certified Persons at FCA Solo Firms

- Client Money and Assets (CASS)

How much does a licence cost?

One licence costs £129.95 + VAT for a 12 month subscription.

This includes an online assessment and a certificate of completion for each module.

If you have a relationship with any of the principle Funders, you are entitled to a subsidised rate of only £99.95 + VAT per learner.

BVRLA-Training-e-Learning-System-Terms-and-Conditions-July-2024.pdf

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